Office of the Comptroller of the Currency

Comptrollers Handbook for Compliance Office of the Comptroller of the Currency

The OCC assures that the provision of banking services by national banks is consistent with legal and ethical standards of fairness and corporate citizenship. It performs that obligation by encouraging banks to establish effective compliance management systems and emphasizing that bank management ensure that those systems work. The OCC?s approach to promoting compliance and supervising bank compliance management systems in individual banks has two emphases.